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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2007-12-05
  • WI RA
    APPROVED
    Since 2007-12-05

Branch Locations

4321 N Ballard Rd, Appleton, WI 54919-0001 • United States

Green Bay, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Appleton WI 07/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-03
S63 Uniform Securities Agent State Law Examination 1998-10-01
  • S66 Uniform Combined State Law Examination
    2008-12-03
  • S63 Uniform Securities Agent State Law Examination
    1998-10-01
Other Names
  • Jennifer Alicia Ziemann

View on SEC IAPD

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