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Stephen Craig Massengale

Cetera Investment Advisers LLC

El Segundo, CA

Birmingham, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-06-29
  • AL RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Birmingham, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 11/2015 Present
Cetera Advisors Llc Denver CO 11/2015 Present
Cetera Investment Services Llc Saint Cloud MN 11/2015 Present
Cetera Financial Specialists Llc Schaumburg IL 11/2015 Present
Girard Securities, Inc. San Diego CA 01/2016 11/2017
Investors Capital Corp. Lynnfield MA 01/2016 11/2016
First Allied Securities, Inc. San Diego CA 01/2016 09/2022
Legend Equities Corporation Palm Beach Gardens FL 01/2016 12/2016
Summit Brokerage Services, Inc. Boca Raton FL 01/2016 12/2019
Vsr Financial Services, Inc. Overland Park KS 01/2016 11/2016
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/2015 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2015 → Present
    Cetera Advisors Llc
    Denver, CO
  • 11/2015 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 11/2015 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2016 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 01/2016 → 11/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 01/2016 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 01/2016 → 12/2016
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2016 → 12/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 01/2016 → 11/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2013-01-07 → 2015-11-19
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
  • 2006-09-19 → 2012-12-13
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Covington, KY
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-12
S63 Uniform Securities Agent State Law Examination 2003-04-25
  • S66 Uniform Combined State Law Examination
    2006-09-12
  • S63 Uniform Securities Agent State Law Examination
    2003-04-25

View on SEC IAPD

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