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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-24 |
| WV | RA | APPROVED | 2003-05-14 |
Branch Locations
2508 Kanawha Blvd., East, Charleston, WV 25311 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2003 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2003 | Present |
1. Bala Vihar (Sunday School) of Charleston - Director Non-Investment - Charleston, WV - 06/2012 - 20hrs/mth. 2) University of Charleston - Advisory Board Member Non-Investment - Charleston, WV - 08/2017 - 2hrs/mth. 3) Outside fixed insurance appointment
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-09 |
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