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Kannathal Shoba Sampath

Equitable Advisors, LLC

Charleston, WV

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-24
WV RA APPROVED 2003-05-14
  • TX RA
    APPROVED_RES
    Since 2022-05-24
  • WV RA
    APPROVED
    Since 2003-05-14

Branch Locations

2508 Kanawha Blvd., East, Charleston, WV 25311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2003 06/2020
Equitable Advisors, Llc New York NY 03/2003 Present
Other Businesses

1. Bala Vihar (Sunday School) of Charleston - Director Non-Investment - Charleston, WV - 06/2012 - 20hrs/mth. 2) University of Charleston - Advisory Board Member Non-Investment - Charleston, WV - 08/2017 - 2hrs/mth. 3) Outside fixed insurance appointment

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-09
  • S66 Uniform Combined State Law Examination
    2003-05-09
Other Names
  • Shoba Sampath
  • Kannathal Subramaniam
  • Kannathal Shoba Sampath
  • Sampath Shoba Kannathal

View on SEC IAPD

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