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Michael Ian Douglass

Oppenheimer & Co. Inc.

Fort Lauderdale, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2005-09-30
  • FL RA
    APPROVED
    Since 2005-09-30

Branch Locations

100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Ft. Lauderdale FL 09/2005 Present
Previous Registrations
  • 2003-07-07 → 2005-08-29
    Morgan Stanley Dw Inc.
    Ft.LAuderdal, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-13
  • S66 Uniform Combined State Law Examination
    2003-05-13
Other Names
  • Michael Douglass

View on SEC IAPD

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