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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Minneapolis | MN | 06/2006 | 02/2017 |
| Park Avenue Securities Llc | Minneapolis | MN | 06/2006 | 02/2017 |
| Guardian Life Insurance | Edina | MN | 03/2017 | 03/2022 |
| Park Avenue Securities | Edina | MN | 03/2017 | 03/2022 |
| Lpl Financial Llc | Edina | MN | 03/2022 | Present |
1)3/2022- Generation Group, LLC- DBA for LPL Business (entity for LPL business)- inv. related- Edina, MN 2) 3/2022- Steven Blexrud- Non-Variable Insurance- Agent selling home, auto, joint case whole life, whole life- inv. related- Edina, MN- start date 5/1/2001- 40hrs/mth 3)08/01/2022 - Breakthrough Table, LLC- Not Investment Related- At Reported Business Location(s)- Other - Coaching- Owner - Start Date- 10/01/2022- 40 Hours Per Month/ 2 Hours During Securities Trading 4) 03/25/2025 - Blexrud Dynamics - Not Investment Related - Business Entity For Tax/Investment Purposes Only - 325 Edina, MN 55439 - Start Date - 04/01/2025 - Business Entity For Tax/Investment Purposes Only - Blexrud Dynamics - 4 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-06-24 |
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