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271 Sleepy Valley Drive, Boone, NC 28607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-07-24 |
Branch Locations
271 Sleepy Valley Drive, Boone, NC 28607 • United States
Aliso Viejo, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Emerson Equity Llc | San Mateo | CA | 11/2016 | 07/2019 |
| Kingstone Capital Partners Texas, Llc | La Jolla | CA | 05/2016 | 07/2019 |
| Covenant Investment Capital Llc | New York | NY | 07/2019 | 11/2020 |
| Rcx Capital Group Llc | The Woodlands | TX | 07/2019 | Present |
| Covenant Investment Capital, Llc | Boone | NC | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-14 |
| S66 | Uniform Combined State Law Examination | 2006-08-28 |
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