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Gwendolyn Belle

Morgan Stanley

Roanoke, VA

Richmond, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-21
VA RA APPROVED 2022-07-21
  • TX RA
    APPROVED_RES
    Since 2022-07-21
  • VA RA
    APPROVED
    Since 2022-07-21

Branch Locations

10 South Jefferson Street Suite 1700, Roanoke, VA 24011 • United States

901 East Byrd Street Suite 2000, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Clearing, Llc St. Louis MO 04/2009 07/2022
Wells Fargo Advisors, Llc St. Louis MO 11/2016 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 07/2022
Morgan Stanley Richmond VA 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-15
S63 Uniform Securities Agent State Law Examination 2003-07-10
  • S65 Uniform Investment Adviser Law Examination
    2019-07-15
  • S63 Uniform Securities Agent State Law Examination
    2003-07-10
Other Names
  • Gwen Belle

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
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