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Nicholas Andrew Snyder

LPl Financial LLC

Bowling Green, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2004-03-15
  • OH RA
    APPROVED
    Since 2004-03-15

Branch Locations

1302 Brim Rd, Suite 1, Bowling Green, OH 43402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Bowling Green OH 03/2004 Present
Previous Registrations
Other Businesses

1. 12/1/2011: SNYDER FINANCIAL MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/7/2020 - Northern Penguins, LLC - Investment Related - Brutus, MI 49716 - Real Estate Rental - Started 06/02/2020 - 5 Hours Per Month/0 Hours During Securities Trading - Northern Penguins, LLC holds a cabin purchased in northern Michigan. 3. 07/14/2026 - NON Holdings, LLC - Not Investment Related - At Reported Business Location(s) - Real Estate Rental - Started 04/06/2018 - 20 Hours Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-09-21
  • S63 Uniform Securities Agent State Law Examination
    2005-09-21

View on SEC IAPD

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