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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-04-02 |
| NV | RA | APPROVED | 2009-10-23 |
Branch Locations
900 Tahoe Blvd, Incline Village, NV 89451 • United States
Reno, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Reno | NV | 10/2009 | Present |
| Bank Of America, N.A. | Reno | NV | 07/2011 | Present |
I*44493FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 21ST CENTURY EVENTS, LLCINVESTMENT RELATED: NADDRESS OF BUSINESS: 10898 RUSHING FLUME DR, RENO, NEVADA 89521NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 7/26/2010NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I AM RESPONSIBLE FOR RUNNING THE COMPANY, WHICH INCLUDES INVESTMENT PROPERTY RENTAL INCOME, PURCHASES AND SALES I* 1671316 For profit or not for profit: Entity Charitable Name of outside business organization: Family Foundation Investment related: no Address of business: Reno, NV, 89511 Nature of business: Private Foundation Position, title, association: Treasurer,Director Start date of relationship: 01/16/2024 Number of hours devoted: 10 weekly Number of hours devoted during trading hours: 0 Duties: Treasurer Board of Directors
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-15 |
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