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Gregory Patrick Klingler

Cape Investment Advisory, Inc.

Hanover, MD

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Current Employers
Cape Investment Advisory, Inc.

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-11-24
WV RA APPROVED 2024-10-29
DE RA APPROVED 2024-03-11
FL RA APPROVED 2024-02-15
CO RA APPROVED 2024-01-03
HI RA APPROVED 2024-01-03
PA RA APPROVED 2024-01-03
VA RA APPROVED 2024-01-03
SC RA APPROVED 2022-09-21
OH RA APPROVED 2021-04-14
TX RA APPROVED_RES 2020-07-14
NC RA APPROVED 2020-06-30
MD RA APPROVED 2014-03-07
GA RA APPROVED 2010-05-04
  • AZ RA
    APPROVED
    Since 2025-11-24
  • WV RA
    APPROVED
    Since 2024-10-29
  • DE RA
    APPROVED
    Since 2024-03-11
  • FL RA
    APPROVED
    Since 2024-02-15
  • CO RA
    APPROVED
    Since 2024-01-03
  • HI RA
    APPROVED
    Since 2024-01-03
  • PA RA
    APPROVED
    Since 2024-01-03
  • VA RA
    APPROVED
    Since 2024-01-03
  • SC RA
    APPROVED
    Since 2022-09-21
  • OH RA
    APPROVED
    Since 2021-04-14
  • TX RA
    APPROVED_RES
    Since 2020-07-14
  • NC RA
    APPROVED
    Since 2020-06-30
  • MD RA
    APPROVED
    Since 2014-03-07
  • GA RA
    APPROVED
    Since 2010-05-04

Branch Locations

1362 Mellon Road Suite 100, Hanover, MD 21076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cape Securities Inc Mcdonough GA 04/2010 Present
American Global Wealth Management, Inc. Mcdonough GA 01/2023 Present
  • 04/2010 → Present
    Cape Securities Inc
    Mcdonough, GA
  • 01/2023 → Present
    American Global Wealth Management, Inc.
    Mcdonough, GA
Previous Registrations
  • 2009-07-16 → 2010-04-06
    Investment Advisors Corp
    Odenton, CT
    Millersville, MD
  • 2008-10-27 → 2009-06-26
    Financial West Group
    Northridge, CA
    Northridge, CA
    Westlake Village, CA
  • 2004-12-15 → 2007-07-12
    Fsc Securities Corporation
    Oxnard, CA
    Oxnard, CA
  • 2003-08-26 → 2004-12-09
    Woodland Hills, CA
  • 2004-11-23 → 2004-12-06
    Partnervest Advisory Services Llc
    Brentwood, CA
  • 2003-06-16 → 2003-06-20
    Columbia, MD
Other Businesses

GOVERNMENT EMPLOYEE BENEFIT ASSOCIATION (GEBA) (GEBA IS A NON-PROFIT ORGANIZATION OFFERING GROUP TERM, DENTAL, VISION, TRAVEL, PROFESSIONAL LIABILITY AND GROUP LT DISABILITY INSURANCE) SINCE 3/3/2010. 1362 MELLON ROAD #100 HANOVER, MD 21075; COO, VP OF WEALTH MANAGEMENT WITH THE WEALTH MANAGEMENT DIVISION; INTERACTING DIRECTLY WITH CLIENTS, OVERSEE COMPLIANCE AND IT OF GEBA . DEVOTES 160 HOURS PER MONTH TO ALL PORTIONS OF RESPONSIBILITIES. COMPENSATED THROUGH SALARY AND ANNUAL INCENTIVE. FIXED INSURANCE CONDUCTED THROUGH TRUCHOICE. EXIT COMMUNITY REALTY 4200 FORBES BLVD STE 121 LANHAM, MD 20706; REAL ESTATE AGENT SINCE 2017; BUYS AND SELL HOMES FOR CLIENTS; 2 HOURS PER MONTH DEVOTED TO ACTIVITY WITH NONE DURING TRADING HOURS; COMPENSATED THROUGH COMMISSIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-02
  • S66 Uniform Combined State Law Examination
    2003-05-02
Designations
Other Names
  • Greg Klingler

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