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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2018-09-17 |
| MD | RA | APPROVED | 2018-09-17 |
| CA | RA | APPROVED | 2018-09-12 |
Branch Locations
4701 Teller Avenue Suite 101, New Port Beach, CA 92660 • United States
19782 Macarthur Blvd Suite 270, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Newport Beach | CA | 03/2003 | Present |
| Ming Entertainment Group | Irvine | CA | 08/2014 | 07/2018 |
1. LIFEPLANS FINANCIAL; INVESTMENT RELATED; 1300 BRISTOL STREET NORTH SUITE 214, NEWPORT BEACH CA 92660; STATUTORY AGENT; INSURANCE SALES; STARTED 05/6/2003; 80 HOURS PER MONTH; 20 HOURS DURING STN.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-09 |
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