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Current Employers
Miramontes Capital, Llc

4701 Teller Ave, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-27
  • CA RA
    APPROVED
    Since 2024-09-27

Branch Locations

Porter Ranch, CA • United States

4701 Teller Ave, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
The Habit Burger Grill Porter Ranch CA 05/2023 03/2024
Granada Hills Charter High School Granada Hills CA 08/2019 06/2023
Robert Frost Middle School Granada Hills CA 08/2016 06/2019
Lincoln Financial Securities Corp Porter Ranch CA 03/2024 07/2024
Miramontes Capital, Llc Newport Beach CA 09/2024 Present
  • 05/2023 → 03/2024
    The Habit Burger Grill
    Porter Ranch, CA
  • 08/2019 → 06/2023
    Granada Hills Charter High School
    Granada Hills, CA
  • 08/2016 → 06/2019
    Robert Frost Middle School
    Granada Hills, CA
  • 03/2024 → 07/2024
    Lincoln Financial Securities Corp
    Porter Ranch, CA
  • 09/2024 → Present
    Newport Beach, CA
Previous Registrations
  • 2024-05-06 → 2024-08-08
    Osaic Fs, Inc.
    El Dorado Hills, CA
    Porter Ranch, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-01
  • S66 Uniform Combined State Law Examination
    2024-05-01

View on SEC IAPD

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