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4701 Teller Ave, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-03 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Whittier | CA | 11/2008 | 10/2016 |
| Tax Returns By Contract | Yorba Linda | CA | 01/2018 | 02/2019 |
| Quest Capital Strategies, Inc. | Lake Forest | CA | 07/2018 | 10/2019 |
| Independent Insurance Agent | Lake Forest | CA | 07/2018 | Present |
| Unemployed | Irvine | CA | 11/2016 | 12/2017 |
| B. B. Graham & Company | Orange | CA | 10/2019 | 02/2023 |
| Balanced Security Planning Inc. | Newport Beach | CA | 02/2023 | Present |
| Miramontes Capital | Newport Beach | CA | 12/2023 | Present |
1) INDEPENDENT INSURANCE AGENT, INVESTMENT-RELATED, 25652 SKYBIRD LANE, LAKE FOREST CA 92630, SELLING INSURANCE PRODUCTS, 100% OWNER, INDEPENDENT INSURANCE AGENT, 07/2018, 0 HRS/MO, 0 HRS/MO DURING TRADING HRS, SELLING INSURANCE PRODUCTS. 2) MIRAMONTES CAPITAL, INVESTMENT-RELATED, 4701 TELLER AVENUE, NEWPORT BEACH CA 92660, REGISTERED INVESTMENT ADVISER, FINANCIAL ADVISOR (AS OF 01/2024), DECEMBER 2023, 25 HRS/MO, 20 HRS/MO DURING TRADING HRS, SOLICIT AND SERVICE CLIENTS WITH THEIR ACCOUNTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-01-28 |
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