Robert Joseph Smith

Current Employers

Employment History

• 08/2011 → Present
  Silvertree Financial, Llc
  Scottsdale, AZ
• 09/2014 → 10/2019
  Voya Financial Advisors
  Scottsdale, AZ
• 11/2014 → Present
  Silvertree Special Needs Planning
  Scottsdale, AZ

Previous Registrations

• 2012-05-30 → 2019-10-16
  Voya Financial Advisors, Inc.
  Williamsport, PA
  Agoura Hills, CA
  Phoenix, AZ
  Windsor, CT
  Windsor, CT
• 2006-09-12 → 2011-08-18
  Mml Investors Services, Llc
  Phoenix, AZ
  Scottsdale, AZ

Other Businesses

NAME OF ENTITY: CHILDREN IN NEED FOUNDATION/PHOENIX 20-30; NO; PO BOX 32381; PHOENIX; AZ; 85064; MEMBER OF ORGANIZATION THAT RAISES FUNDS FOR FOUNDATION; FUND RAISING; 9/1/2006; 4; 4; FUND RAISING NAME OF ENTITY: SILVERTREE SPECIAL NEEDS PLANNING; YES; FINANCIAL SERVICES; OWNER; 11/1/2014; 160; 160; SALE & SERVICE OF INSURANCE, INVESTMENT PRODUCTS/LEGAL DOCUMENT PREPARATION, GUARDIANSHIP FILING, LEGAL ADVICE PROVIDED BY IN-HOUSE LEGAL COUNSEL. ALL SERVICES DONE ON A FEE FOR SERVICE BASIS. NAME OF ENTITY: SILVERTREE FINANCIAL, LLC; YES; FINANCIAL SERVICES; PRESIDENT; 8/16/2011; 40; 40; SALE AND SERVICE OF FIXED INSURANCE, INVESTMENT PRODUCTS. REFERRING CLIENTS FOR LEGAL DOCUMENT PREP. NAME OF ENTITY: ROBERT J SMITH-RENTAL PROPERTY; NO;CA; 93023; RENTAL PROPERTY; OWNER; 11/12/2014; 1; 0; MAINTAIN, RENT AND COLLECT RENTAL PAYMENTS ON PROPERTY NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 2/17/2012; 160; 160; SALES OF FIXED INSURANCE NAME OF ENTITY: SPECIAL NEEDS EDUCATION AND ADVOCACY PROJECT; YES; 4121 E PALO BREA LANE; CAVE CREEK; AZ; 85331; EDUCATION & ADVOCACY; DIRECTOR; 4/10/2013; 2; 1; EDUCATING AND ADVOCATING FOR THOSE LIVING WITH DISABILITIES OR SPECIAL NEEDS. NAME OF ENTITY: ACADEMIC OPPORTUNITY OF ARIZONA; NO; 20660 N 40TH ST #2136; PHOENIX; AZ; 85050; NON-PROFIT ORGANIZATION; PRESIDENT OF BOARD OF DIRECTORS.; 4/1/2014; 1; 0; PROVIDE DIRECTION AND SUPPORT TO ORGANIZATION

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-12
• S63 Uniform Securities Agent State Law Examination
  2003-04-01

Other Names

• Robert Joseph Smith