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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-01 |
Branch Locations
539 North Main St., Hendersonville, NC 28792 • United States
436 Central Street, Hudson, NC 28638 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Hickory | NC | 01/2020 | 06/2020 |
| First Citizens Investor Services | Raleigh | NC | 12/2024 | Present |
| Wells Fargo Mortgage | Charlotte | NC | 06/2020 | 09/2024 |
| Oxbird | Hickory | NC | 05/2017 | 01/2020 |
| Wells Fargo Mortgage | Valencia | CA | 05/2010 | 06/2017 |
| First Citizens Bank | Hudson | NC | 09/2024 | Present |
5LM LLC POSITION: Owner/Co-Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2018 ADDRESS: 70 Wexford Pt, Hickory NC 28601, United States DESCRIPTION: Commercial property holding
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2025-02-28 |
| S66 | Uniform Combined State Law Examination | 2003-05-12 |
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