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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-02-26 |
| CA | RA | APPROVED | 2019-02-22 |
| TX | RA | APPROVED | 2019-02-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Phoenix | AZ | 04/2008 | 02/2019 |
| Financial Advocates Advisory Services | Phoenix | AZ | 09/2010 | 02/2019 |
| Raymond James Financial Services, Inc. | Mesa | AZ | 02/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Mesa | AZ | 02/2019 | Present |
| Desert Financial Credit Union | Mesa | AZ | 02/2019 | Present |
(1)Name of Business: Desert Financial Wealth Managment Address: 2355 S Alma School Rd, Mesa, AZ, 85210, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/21/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-13 |
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