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3101 Glenwood Avenue Suite 102, Raleigh, NC 27612 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-28 |
| NC | RA | APPROVED | 2021-10-01 |
Branch Locations
3101 Glenwood Avenue Suite 102, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Raleigh | NC | 02/2013 | 09/2021 |
| Oak Harbor Wealth Partners, Llc | Raleigh | NC | 10/2021 | Present |
(1) Thomas R & Elizabeth E Mclean Foundation Address: Fayetteville, NC Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Director Investment Related:Yes Start Date: 10/23/2017 Hours per month devoted to this business: 6 Hours per month devoted to this business during trading hours: 3 Description of duties: To be a good steward of the Foundation set up to benefit the people of Cumberland County, NC. Directors review grant applications and make grants, interview potential grantees, and have fiduciary responsibility for the investments of the foundation. (2) Raleigh Charter High School Foundation Address: Raleigh, NC Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Board Member Investment Related: Yes Start Date: approximately August 2017 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 2 Description of duties: Monitor investment portfolio and report report to the Board of Directors regarding portfolio performance; no authority to trade in accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-12 |
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