Best Investors
Account
Sign in
Best Investors
Account
Sign in
11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-12-14 |
Branch Locations
11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Indianapolis | IN | 10/2016 | 10/2021 |
| Oxford Financial Group, Ltd. | Carmel | IN | 11/2021 | Present |
The name of the other business: The Sax Guy; Whether the business is investment-related: No; The address of the other business: 8231 Rob Lane, Indianapolis IN 46237; The nature of the other business: Professional Musician; Your position, title, or relationship with the other business: Business Manager; The start date of your relationship: 06/2014; The approximate number of hours/month you devote to the other business, the number of hours you devote to the other business during securities trading hours, and briefly describe your duties related to the other business: Approx 10 hrs/month; 0 hours during securities trading hours; duties are marketing, booking gigs, accounting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-30 |
Reach out to this advisor