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Giulio Leone

Wells Fargo Clearing Services, LLC

Coral Springs, FL

Boca Raton, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-03-08
  • FL RA
    APPROVED
    Since 2010-03-08

Branch Locations

3201 N University Dr, Coral Springs, FL 33065 • United States

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Lauderdale FL 03/2010 11/2016
Wells Fargo Clearing Services, Llc Fort Lauderdale FL 11/2016 Present
Previous Registrations
  • 2009-10-23 → 2010-03-08
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Fort Lauderdale, FL
    Ft. Lauderdale, FL
    Tamarac, FL
    Fort Lauderdale, FL
  • 2005-01-10 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Ft. Lauderdale, FL
    Tamarac, FL
    Tamarac, FL
    Fort Lauderdale, FL
  • 2004-08-09 → 2005-02-08
    Truist Investment Services, Inc.
    Ft Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-05
  • S66 Uniform Combined State Law Examination
    2004-08-05

View on SEC IAPD

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RORY MICHELLE DOYLE
MICHAEL DAVID FROHMAN
BARBARA ANN MIKULSKI
PAUL DAVID SJOGREN
BLAKE M HALLOCK
TERESA MILDRED MCARDLE

Other Offices

MORGAN STANLEY · CORAL SPRINGS, FL
CHARLES SCHWAB & CO., INC. · Coral Springs, FL
PROSPERITUS WEALTH ADVISORS · CORAL SPRINGS, FL
KOVACK ADVISORS, INC. · Coral Springs, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Coral Springs, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Coral Springs, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL SPRINGS, FL
CETERA INVESTMENT ADVISERS LLC · CORAL SPRINGS, FL

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