Sharon Mary Magner

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 04/2019
  Ubs Financial Services Inc
  Warren (Bedminster), NJ
• 05/2019 → Present
  Rockefeller Financial Llc
  New York, NY

Previous Registrations

• 2011-07-25 → 2019-05-09
  Ubs Financial Services Inc.
  Weehawken, NJ
  Warren, NJ
  Florham Park, NJ
  Florham Park, NJ
  Warren, NJ
• 2010-09-10 → 2011-07-26
  J.P. Morgan Securities Llc
  Morristown, NJ
• 2009-06-01 → 2010-09-28
  Morgan Stanley
  Short Hills, NJ
  Paramus, NJ
• 2002-04-03 → 2009-06-01
  Citigroup Global Markets Inc.
  Short Hills, NJ
  New York, NY
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-23
• S63 Uniform Securities Agent State Law Examination
  2000-06-06

Designations

• Certified Financial Planner

Other Names

• Sharon Mary Lane
• Sharon M Magner