Adelino A Dias

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 06/2018
  Jp Morgan Securities Inc
  New York, NY
• 07/2007 → 06/2018
  Jp Morgan Chase
  New York, NY
• 06/2018 → 06/2025
  Citigroup
  New York, NY
• 06/2025 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2018-10-15 → 2025-06-11
  Citigroup Global Markets Inc.
  New York, NY
  New York, NY
  West New York, NJ
• 2007-05-29 → 2007-07-02
  Citigroup Global Markets Inc.
  New York, NY
• 2006-09-20 → 2007-05-29
  Citicorp Investment Services
  New York, NY
  New York, NY

Other Businesses

ACCT Investments LLC; Investment-related; Nature: To hold personal investments and for Estate Planning; West New York, NJ 07093; Started: 09/30/2022; Title: Director; Duties: The purpose is to hold investments and to facilitate estate planning. ; No time is devoted each month during securities trading hours; 1 hour is devoted each month outside of securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-10-11
• S63 Uniform Securities Agent State Law Examination
  2003-05-15

Other Names

• Adelino Alves Dias