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Michael David Contant

Mariner

Houston, TX

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-02
  • TX RA
    APPROVED
    Since 2019-01-02

Branch Locations

1800 Bering Drive Suite 250, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Patriot Wealth Management, Inc. Houston TX 03/2011 01/2019
Mariner Wealth Advisors Houston TX 01/2019 Present
  • 03/2011 → 01/2019
    Patriot Wealth Management, Inc.
    Houston, TX
  • 01/2019 → Present
    Mariner Wealth Advisors
    Houston, TX
Previous Registrations
  • 2011-04-25 → 2019-02-04
    Patriot Wealth Management, Inc.
    Houston, TX
  • 2005-06-30 → 2006-11-27
    Ascend Wealth Management, Llc
    Houston, TX
  • 2003-04-30 → 2003-12-31
    Ascend Wealth Management, Llc
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-06
  • S65 Uniform Investment Adviser Law Examination
    2002-12-06

View on SEC IAPD

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