Jeffrey Stewart Axford

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 09/2019
  Td Ameritrade, Inc.
  Manhattan, NY
• 02/2018 → 09/2019
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 10/2019 → Present
  Jp Morgan Securities, Llc
  New York, NY
• 10/2019 → Present
  Jp Morgan Chase Bank, N.A.
  New York, NY
• 02/2017 → 02/2018
  Scottrade Investment Management
  Forest Hills, NY
• 08/2004 → 02/2018
  Scottrade Inc
  Brooklyn, NY

Previous Registrations

• 2018-02-27 → 2019-09-11
  Td Ameritrade, Inc.
  Manhattan, NY
• 2018-02-26 → 2019-09-11
  Td Ameritrade Investment Management, Llc
  Manhattan, NY
  Omaha, NE
• 2017-02-23 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

Entity Name: Heirlome, LLC Investment related: N "Address: 125 W 21st St , New York, NY 10011 www.heirlome.com" Nature of the other business: Commerce Position/Title/Relationship: Owner/ Partner Start Date: 02/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Fashion Brand (women's clothing) My wife is a fashion designer and is planning on starting her own brand: Heirlome, LLC. I would be a minority owner/investor in the business and would not have any day to day responsibilities. No similarity to role at JPMC, no other connection to JPMC."

Exams

• S66 Uniform Combined State Law Examination
  2017-02-18
• S63 Uniform Securities Agent State Law Examination
  2005-02-08

Other Names

• Jeff Axford