Joseph Halpern

Employer firm

Obsidian Cio LLC CRD 289000

$1.28B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  Exceed Advisory
  New York, NY
• 08/2013 → 11/2018
  Nebari Securities, Llc
  New York, NY
• 03/2017 → 12/2025
  Fountainhead Capital Management
  Edison, NJ
• 11/2018 → 10/2024
  Chelsea Financial Services
  Staten Island, NY
• 12/2025 → Present
  Obsidian Cio, Llc
  New York, NY

Previous Registrations

• 2017-04-04 → 2026-01-08
  Fountainhead Advisors
  Warren, NJ
• 2025-02-04 → 2025-12-31
  Exceed Advisory Llc
  New York, NY
• 2017-07-28 → 2017-12-31
  Obsidian Cio Llc
  New York, NY

Other Businesses

1. EXCEED ADVISORS/INVESTMENTS REGISTERED INVESTMENT ADVISOR 70 E. 96th Street #8A, New York, N.Y. 10128 CEO - 10 - 15 HRS/WRK, NY 10016EEK; 2. FOUNTAINHEAD CAPITAL MANAGEMENT LLC AND FOUNTAINHEAD AM ("FAM")/FOUNTAINHEAD RETIRMENT SERVICES/FOUNTAINHEAD PROTECTION SERVICES INVESTMENT RELATED 10 Independence Blvd. Suite 120 Warren, N.J 07059 POSITION: CIO START DATE: 3/28/2017 40 - 60 HRS/MONTH DUTIES: GENERAL CIO RELATED ACTIVITY INCLUDING CREATION OF MODEL ALLOCATIONS AND FUND SELECTION. ; 4. VOLOS PORTFOLIO SOLUTIONS LLC ONE BOSTON PLACE, STE 2600 BOSTON, MA FINANCIAL TECHNOLOGY COMPANY CONSULTANT MARCH - 2017 1 - 2 HOURS/MONTH; ADVISE COMPANY ON THEIR DERIVATIVE BASED TECHNOLOGY. ASSIST IN MAKING INTRODUCTIONS TO OTHERS IN THE INDUSTRY. ; 5. OMEGA POINT RESEARCH, INC., /JH OMPNT, LLC 548 MARKET STREET #48662, SAN FRANCISCO, CA 94104, FINTECH, INVESTMENT RELATED BUSINESS, CONSULTANT, ASSIST IN THE DEVELOPMENT OF RETAIL INVESTMENT PRODUCTS MAY 1, 2018, 5 HOURS PER WEEK, MAY WORK, HOLD MEETINGS, ETC. DURING NORMAL BUSINESS HOURS. Expert Witness Consulting (via self and JH Consulting LLC) Penn Mutual Insurance Agent

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-03
• S63 Uniform Securities Agent State Law Examination
  2013-07-25