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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2020-08-27
TX RA APPROVED_RES 2011-09-23
IL RA APPROVED 2011-07-26
  • NV RA
    APPROVED
    Since 2020-08-27
  • TX RA
    APPROVED_RES
    Since 2011-09-23
  • IL RA
    APPROVED
    Since 2011-07-26

Branch Locations

400 Skokie Blvd Ste 850, Northbrook, IL 60062 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chicago IL 07/2011 03/2020
Ameriprise Financial Services, Llc Northbrook IL 03/2020 Present
Previous Registrations
Other Businesses

Outside Employment; Piekarski and Associates, LTD; Financial Advisor - I act as an Associate Financial Advisor for Krzysztof Piekarski, assisting him in practice management responsibilities. Additionally, I work to service the households that I have brought in and often act as their direct contact person.; ; 29 Park Lane, , Golf, IL, 60029; Investment-Related; 07/01/2014; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-06
S63 Uniform Securities Agent State Law Examination 2003-06-09
  • S66 Uniform Combined State Law Examination
    2005-06-06
  • S63 Uniform Securities Agent State Law Examination
    2003-06-09

View on SEC IAPD

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