Best Investors
Account
Sign in
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-22 |
Branch Locations
7965 High St Suite 130, Columbus, OH 43235 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Columbus | OH | 06/2008 | 10/2021 |
| Raymond James Financial Services Advisors, Inc | Dublin | OH | 01/2009 | 10/2021 |
| Saling Simms Associates | Columbus | OH | 01/2014 | 03/2024 |
| Level Four Financial, Llc | Dallas | TX | 10/2021 | 03/2024 |
| Steward Partners Global Advisory, Llc | Columbus | OH | 03/2024 | Present |
| Steward Partners Investment Solutions, Llc | Columbus | OH | 03/2024 | Present |
| Steward Partners Investment Advisory, Llc | Columbus | OH | 03/2024 | Present |
1) SALING SIMMS ASSOCIATES- NON-VARIABLE INSURANCE - AGENT - NOT INVESTMENT RELATED - 2 HOURS PER MONTH - 2 HOURS DURING TRADING HOURS - SELLING AGENT ASSISTING IN ANNUAL RENEWAL OF 412(E)(3) DEFINED BENEFIT PLAN POLICIES; AN ENROLLED ACTUARY PERFORMS BENEFITS TESTS. 2) Name of Business : Saling Simms Associates Address: 7965 N High St Ste 130,Columbus, OH Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Advisor Investment Related: No Start Date: 01/01/2014 Hours per month devoted to this business: 120 Hours per month devoted to this business during trading hours: 120 Description of duties: Sales and servicing, qualified retirement plans
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-06 |
Reach out to this advisor