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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-27 |
| CT | RA | APPROVED | 2025-02-10 |
| VA | RA | APPROVED | 2023-10-03 |
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2020-07-23 |
| NH | RA | APPROVED | 2019-07-08 |
| OR | RA | APPROVED | 2017-05-05 |
Branch Locations
261 Madison Avenue 27Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 08/2006 | Present |
| Park Avenue Securities | New York | NY | 11/2006 | Present |
1) Other Insurance Products-Non-Guardian insurance products such as Long Term Care insurance, group benefits, healthcare, Professional Employer Organization with group benefits, etc., Start: 01/01/2015, Address: 261 Madison Avenue, 27th floor, NYNY10028, 30 total hours per month; 30 during securities trading hours, More than 10% annual compensation, Investment related, 2) Healthcare Power of Attorney, Wife, Start: 06/01/2023, Address: home, 0 total hours per month, No annual compensation, Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-18 |
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