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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
1255 Middlebury Rd Ste 2-10, Middlebury, CT 06762 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center Inc | Waterbury | CT | 02/2011 | 12/2020 |
| Ic Advisory Services Inc | Waterbury | CT | 02/2011 | 12/2020 |
| Securities America, Inc. | Middlebury | CT | 01/2021 | 06/2024 |
| Securities America Advisors | Middlebury | CT | 01/2021 | 06/2024 |
| Osaic Wealth, Inc. | Middlebury | CT | 06/2024 | Present |
| Osaic Wealth, Inc. | Middlebury | CT | 06/2024 | Present |
BRASS CITY FINANCIAL LLC POSITION: Owner NATURE: It's the DBA ofbusiness in which I conduct securities related business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 07/28/2017 ADDRESS: 1255 Middlebury Rd, STE 2-10, Middlebury CT 06762, United States DESCRIPTION: Acting as the sole member of my DBA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-18 |
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