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Sarah J Leer

LPl Financial LLC

San Diego, CA

Camp Hill, PA

Camp Hill, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-09-23
  • PA RA
    APPROVED
    Since 2021-09-23

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

4000 Market St, Camp Hill, PA 17011 • United States

4000 Market St, Camp Hill, PA 17011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Camp Hill PA 03/2004 09/2021
Mml Investors Services Camp Hill PA 03/2004 09/2021
Lpl Financial Llc Camp Hill PA 09/2021 Present
  • 03/2004 → 09/2021
    Massmutual Life Insurance Company
    Camp Hill, PA
  • 03/2004 → 09/2021
    Mml Investors Services
    Camp Hill, PA
  • 09/2021 → Present
    Lpl Financial Llc
    Camp Hill, PA
Previous Registrations
  • 2003-06-23 → 2004-03-17
    Waddell & Reed
    Harrisburg, PA
Other Businesses

1)9/2021- Polaris Advisors LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Camp Hill, PA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-15
  • S66 Uniform Combined State Law Examination
    2003-05-15
Designations
Other Names
  • Sarah Katherine Joswick

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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