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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
  • NY RA
    APPROVED
    Since 2021-06-16

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Two Jericho Plaza, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Jericho NY 05/2014 Present
Morgan Stanley Private Bank, N.A. Jericho NY 05/2014 Present
  • 05/2014 → Present
    Jericho, NY
  • 05/2014 → Present
    Morgan Stanley Private Bank, N.A.
    Jericho, NY
Previous Registrations
  • 2009-10-23 → 2010-05-17
    Melville, NY
    New York, NY
  • 2009-06-24 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Melville, NY
  • 2007-10-29 → 2009-04-28
    Banc Of America Investment Services, Inc.
    Melville, NY
  • 2006-10-09 → 2007-10-22
    Huntington, NY
    Huntington, NY
  • 2003-11-13 → 2006-05-25
    Chase Investment Services Corp.
    West Bay Shore, NY
    Babylon, NY
Other Businesses

*572484 - TBD LLC; Investment related-Yes; Tannersville, Pennsylvania; Rental Property; Partner (proprietor, partner, officer, director, employee, trustee, agent); 12/2023; During business hours: 0; After business hours: 10; Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-22
  • S66 Uniform Combined State Law Examination
    2003-05-22
Other Names
  • Jason Brottman

View on SEC IAPD

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