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CRD 4634597
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-05-09 |
| TX | RA | APPROVED_RES | 2024-02-21 |
| CA | RA | APPROVED | 2020-04-01 |
| CO | RA | APPROVED | 2020-04-01 |
Branch Locations
10801 W Charleston Boulevard Suite 400, Las Vegas, NV 89135 • United States
4600 S. Ulster Street 7Th Floor, Denver, CO 80237 • United States
205 Detroit Street 5Th Floor, Denver, CO 80206 • United States
3711 John F. Kennedy Parkway Ste 430, Fort Collins, CO 80525 • United States
205 Detroit Street 5Th Floor, Denver, CO 80206 • United States
4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States
370-17Th Street, Denver, CO 80202 • United States
90 South Cascade Ave Suite 930, Colorado Springs, CO 80903 • United States
95 State Street Suite 2210, Salt Lake City, UT 84111 • United States
1801 13Th Street Suite 100, Boulder, CO 80302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | San Diego | CA | 06/2009 | 03/2020 |
| Ubs Financial Services Inc | San Diego | CA | 03/2020 | Present |
1. South Jeffco Sports Association, ColoradoUnited States-80128, Association (e.g. Trade or Industry, Sport), Sport & Leisure Facilities, Promote and administer youth sports in Jefferson County, Colorado, Member of Board of directors, Help with finances related to running youth sports activities, Start date-7/1/2025.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-16 |
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