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Douglas Frederick Stella

Clearbridge Investments, LLC

New York, NY

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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-05-16
  • CA RA
    APPROVED
    Since 2014-05-16

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Distributors, Llc Orinda CA 12/2005 Present
Clearbridge Investments Llc New York NY 12/2005 Present
Legg Mason & Co Llc Orinda CA 12/2005 07/2021
Franklin Templeton Distributors, Inc. Orinda CA 08/2020 07/2021
Franklin Templeton Financial Services Corp Orlinda CA 08/2020 07/2021
Putnam Retail Management Lp Orinda CA 01/2024 07/2024
  • 12/2005 → Present
    Franklin Distributors, Llc
    Orinda, CA
  • 12/2005 → Present
    Clearbridge Investments Llc
    New York, NY
  • 12/2005 → 07/2021
    Legg Mason & Co Llc
    Orinda, CA
  • 08/2020 → 07/2021
    Franklin Templeton Distributors, Inc.
    Orinda, CA
  • 08/2020 → 07/2021
    Franklin Templeton Financial Services Corp
    Orlinda, CA
  • 01/2024 → 07/2024
    Putnam Retail Management Lp
    Orinda, CA
Previous Registrations
Other Businesses

Real Estate Rentals; Owner; Westminster, CO; beg. 12/30/2020; 10 hours per year - no time devoted during normal securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-24
S63 Uniform Securities Agent State Law Examination 2000-02-22
  • S65 Uniform Investment Adviser Law Examination
    2004-06-24
  • S63 Uniform Securities Agent State Law Examination
    2000-02-22
Other Names
  • Doug Stella

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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