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Kari Raeder Johnson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nashville, TN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-10
TN RA APPROVED 2013-11-12
  • TX RA
    APPROVED_RES
    Since 2021-09-10
  • TN RA
    APPROVED
    Since 2013-11-12

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 11/2013 Present
Bank Of America, N.A. Nashville TN 01/2014 Present
Previous Registrations
  • 2013-02-13 → 2013-11-26
    Raymond James & Associates, Inc.
    Nashville, TN
  • 2011-06-13 → 2013-02-13
    Morgan Keegan & Company, Llc
    Nashville, TN
    Memphis, TN
    Nashville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-10
S63 Uniform Securities Agent State Law Examination 2003-03-10
  • S65 Uniform Investment Adviser Law Examination
    2011-06-10
  • S63 Uniform Securities Agent State Law Examination
    2003-03-10
Other Names
  • Kari Sue Raeder
  • Kari Sue Johnson

View on SEC IAPD

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CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN
TRUIST ADVISORY SERVICES, INC. · NASHVILLE, TN

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