Thomas Raymond Emmerling

Current Employers

Dopkins Wealth Management, Llc

200 International Drive, Williamsville, NY 14221 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-31

NY RA
APPROVED

Since 2021-03-31

Branch Locations

200 International Drive, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dopkins Wealth Management	Buffalo	NY	12/1999	Present
Dopkins & Company Llp	Buffalo	NY	12/1974	Present

12/1999 → Present

Dopkins Wealth Management

Buffalo, NY
12/1974 → Present

Dopkins & Company Llp

Buffalo, NY

Other Businesses

200 International Drive, LLC; Address: 200 International Drive, Buffalo, NY 14221; Non-investment related; Nature of Business: LLC set up for the sole purpose of receiving rent for Dopkins & Company; Position Held: Owner; September 2021 - Present; Real Estate Investments. Devotes 1-5 hours per month, 0 of which are during securities trading hours.

Current Employers

Dopkins Wealth Management, Llc

Disclosures

Employment History

Other Businesses

Designations

Other Firms

Other Investors

Other Offices

Reviews