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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-11 |
| TX | RA | APPROVED_RES | 2020-12-18 |
| CT | RA | APPROVED | 2017-11-29 |
| NV | RA | APPROVED | 2017-11-29 |
| NJ | RA | APPROVED | 2017-11-29 |
| PA | RA | APPROVED | 2017-11-29 |
| VA | RA | APPROVED | 2017-11-29 |
Branch Locations
120 White Plains Rd Ste 112, Tarrytown, NY 10591 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Elmsford | NY | 09/2014 | 01/2017 |
| Pinnacle Wealth Management | Elmsford | NY | 09/2014 | 12/2016 |
| Clearstone Wealth Strategies | Elmsford | NY | 02/2016 | Present |
| National Planning Corporation | Tarrytown | NY | 01/2017 | 11/2017 |
| Lpl Financial, Llc | Tarrytown | NY | 11/2017 | Present |
| Lexco Wealth Management, Inc. | Tarrytown | NY | 12/2017 | Present |
1. 11/29/2017 - National New York Long Term Care - Investment Related - Non-Variable Insurance - Broker - National New York Long Term Care Broker - Life, LTC, Disability, Health and fixed annuities. 2. 11/29/2017 - Clearstone Wealth Strategies LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner - Start Date 03/2016 - 100% Time Spent. 3. 1/19/2018 - Lexco Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date 12/01/2017 - 16 Hours Per Month/16 Hours During Securities Trading - Time Spent 10% - I provide financial planning and consulting services through Lexco Wealth Management, an independent investment advisor firm. I started this business activity in 12/2017. I expect to spend approximately 16 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4. 2/12/2018 - Lexco Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2017 - 200 Hours Per Month/170 Hours During Securities Trading. 5. 04/15/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:01/23/2019 - 40 hrs/mo - 2 hrs during trading. 6. 11/07/2024 - Outside/W-2 Employment - Firefighter- Not Investment Related - White Plains, NY - Start Date 03/30/2025 - 50 Hours Per Month/ 15 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-02 |
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