Lori Patricia Sherman

Current Employers

Employment History

• 02/2015 → 10/2017
  Cetera Advisor Networks
  El Segundo, CA
• 01/2015 → 10/2017
  Erman Retirement Advisory
  Seal Beach, CA
• 10/2017 → 06/2019
  Unemployed
  Brea, CA
• 06/2019 → 08/2021
  Cetera Advisor Networks
  El Segundo, CA
• 02/2019 → 08/2021
  Quantum Econometrics
  Whittier, CA
• 08/2021 → 06/2023
  Thrivent Advisor Network, Llc
  Brea, CA
• 07/2022 → 07/2023
  Purshe Kaplan Sterling Investments
  Albany, NY
• 11/2023 → Present
  Kitces.COm
  Reston, VA
• 07/2023 → 11/2023
  Unemployed
  Brea, CA
• 05/2025 → Present
  Herb Messick
  Whittier, CA
• 05/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-08-23 → 2023-07-14
  Thrivent Advisor Network, Llc
  Minneapolis, MN
  Brea, CA
• 2019-07-01 → 2021-08-30
  Cetera Wealth Services, Llc
  Whittier, CA
• 2017-01-27 → 2019-07-10
  Erman Retirement Advisory
  Seal Beach, CA
• 2015-02-23 → 2017-10-06
  Cetera Wealth Services, Llc
  Seal Beach, CA
• 2007-03-20 → 2013-04-16
  Cetera Wealth Services, Llc
  El Segundo, CA
  El Segundo, CA

Other Businesses

1. NAME OF OTHER BUSINESS: KITCES.COM; INVESTMENT RELATED: NO; ADDRESS: RESTON, VA 20190; NATURE OF BUSINESS: FINANCIAL SERVICES EDUCATION; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: SENIOR EVENTS SPECIALIST; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: RUN INTERNAL IN PERSONAL RETREATS FOR THE COMPANY AND PRODUCE VIRTUAL CONTENT; 2. NAME OF OTHER BUSINESS: HERB MESSICK; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MARKETING FOR THE WHITTIER BRANCH OF CETERA; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: MARKETING ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: SUPPORTING CETERA REPS WITHIN WHITTIER OFFICE, MARKETING, ADMINISTRATIVE, WEBSITE MONITORING, ETC.;

Exams

• S66 Uniform Combined State Law Examination
  2005-05-23

Other Names

• Lori Patricia Smiley
• Lori Patricia Sherman
• Lori P Sherman