Thomas Andrew Zgliniec

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2008-04-29

CA RA
APPROVED

Since 2008-04-29

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Poway, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	San Diego	CA	03/2008	Present

03/2008 → Present

Lpl Financial Llc

San Diego, CA

Previous Registrations

2003-05-07 → 2004-03-11

Ameriprise Financial Services, Llc

San Diego, CA

Other Businesses

1. 3/23/2010: Go Green Financially - Not Investment Related - Other-Author - Time Spent 1% - Personal finance book with the central theme of cash flow and budget planning.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-04-28

S66 Uniform Combined State Law Examination

2008-04-28

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews