Derek Lawrence Botwinick

Current Employers

Employment History

• 06/2014 → 09/2017
  Principal Life Insurance Company
  Bethpage, NY
• 06/2014 → 09/2017
  Princor Financial Services Corporation
  Bethpage, NY
• 09/2017 → 06/2022
  Pruco Securities, Llc.
  Bethpage, NY
• 09/2017 → 06/2022
  Prudential Insurance Company Of America
  Bethpage, NY
• 06/2022 → Present
  Lumiere Financial Group Llc
  New York, NY
• 08/2022 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 02/2014 → Present
  Dlb Associates
  Oceanside, NY
• 06/2021 → 06/2022
  Prudential Financial Planning Services
  Bethpage, NY

Previous Registrations

• 2021-06-07 → 2022-06-27
  Pruco Securities, Llc.
  Bethpage, NY
  White Plains, NY

Other Businesses

1) 1. Lumiere Financial Group, LLC 2. Investment Related 3. Office of Employment Address 4. RIA & Insurance Firm 5. IAR 6. 6/2022 7. 160 hrs/mo 8. 160 hrs during trading 9. Provide Investment Advice * 2) 1. DLB Associates 2. Investment Related 3. 302 Tinker Dr., Oceanside , NY 11572 4. Health Insurance, Medicare Insurance 5. Owner 6. 02/2014 7. 200 hrs/mo 8. 200 hrs during trading 9. Group Benefits, individual medicare * 3) Independent Licensed Insurance Agent; Investment Related; Address: Office of Employment Address; 2/2011; Fixed / Traditional Insurance * 4) Purshe Kaplan Sterling Investments, Investment Related - Yes, Address: See Registered Branch Location, Nature: Broker Dealer, Position: Registered Representative, Start: 08/2022, Number of Hours/Mo: 15 Number of Hrs during trading hours: 15, Duties: Mr. Botwinick is a registered representative of BD Purshe Kaplan Sterling Investments, member FINRA/SIPC. He may offer products and receive normal and customary commissions as a result of these transactions.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-02-28

Other Names

• Rick Botwinick