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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2008-01-01

Branch Locations

1500 Broadway St, Ste 200, Lubbock, TX 79401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lubbock TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lubbock TX 11/2016 Present
Previous Registrations
  • 2003-04-21 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Lubbock, TX
    Lubbock, TX
    St. Louis, MO
Other Businesses

8.06% PARTNERSHIP - FAMILY CONCERNS, LLC, LUBBOCK, TX. PROVIDE INFO TO GROUPS,ORGS &COMPANIES TO HELP SOLVE FAMILY PROBLEMS & OLD AGE CARE.100% OWNERSHIP- S. HOWARD NORTON OIL & GAS PROPERTIES,LUBBOCK, TX.OIL & GAS PROPERTIES. WORKS 2 HOURS PER MONTH/0 DURING TRADING. TRUSTEE FOR FAMILY, INVESTMENT RELATED, LUBBOCK, TX, START DATE: 9/5/97. MERR ROYALTY PARTNERS LLC; INV RELATED; LUBBOCK, TX; 50% OWNERSHIP; OIL & GAS PRODUCTION; START DATE 1/2019; 3 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: PRESIDENT. H&M ENERGY PARTNERS, LLC; NOT INVESTMENT RELATED; LUBBOCK,TX; 100% OWNERSHIP WITH SPOUSE; START DATE 01/25/2019; NUMBER OF HOURS PER MONTH 3; NUMBER OF HOURS DURING TRADING 0; PRESIDENT. S HOWARD NORTON OIL & GAS PROPERTIES; NOT INVESTMENT RELATED; LUBBOCK,TX; WORKING INTEREST & ROYALTY INTEREST; START DATE 05/06/03; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; ROYALTY PAYMENTS. EXECUTOR FOR FATHERS ESTATE; INV RELATED;LUBBOCK,TX; ESTATE MANAGEMENT; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 04/01/2026; 8 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-17
  • S66 Uniform Combined State Law Examination
    2003-04-17
Other Names
  • Sherman Howard Norton
  • Sherman Howard Norton

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