Roger William Sullivan

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Baton Rouge, LA
• 11/2016 → 07/2017
  Wells Fargo Clearing Services, Llc
  Baton Rouge, LA
• 07/2017 → Present
  Raymond James & Assoicates, Inc
  Baton Rouge, LA

Previous Registrations

• 2010-03-01 → 2017-07-24
  Wells Fargo Clearing Services, Llc
  Baton Rouge, LA

Other Businesses

(1)Name of Business: The Ada Sullivan Chandler Foundation Address: 29271 Wade Russell Road, Albany, LA, 70711, United States Activity Type: Non profit Position/Title: Chair of the Board Investment Related: Yes Start Date: 04/03/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I write a check annually to a graduating senior of Doyle High School, in Livingston, Louisiana. As financial advisor, I manage the assets. (2)Name of Business: The Joy Louise Sullivan Foundation Address: 29271 Wade Russell Rd., Albany, LA, 70711, United States Activity Type: Non profit Position/Title: Chair of the Board Investment Related: Yes Start Date: 03/20/1998 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a foundation we set up for our daughter after her death. I manage the funds. All of the funds are used for scholarships given to seniors at Anacoco Hgh School, in Anacoco Louisiana. Once a year checks are written to the colleges and universities.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-03-06