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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-24
TN RA APPROVED 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-06-24
  • TN RA
    APPROVED
    Since 2024-01-19

Branch Locations

9055 Forest Centre Drive, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Performance Marketing Group Germantown TN 11/1999 Present
Centry Financial Germantown TN 11/2003 Present
Woodbury Financial Services Germantown TN 11/2006 01/2024
Osaic Wealth, Inc. Germantown TN 01/2024 Present
  • 11/1999 → Present
    Performance Marketing Group
    Germantown, TN
  • 11/2003 → Present
    Centry Financial
    Germantown, TN
  • 11/2006 → 01/2024
    Woodbury Financial Services
    Germantown, TN
  • 01/2024 → Present
    Germantown, TN
Previous Registrations
  • 2007-01-09 → 2024-01-19
    Woodbury Financial Services, Inc.
    Germantown, TN
    College Grove, TN
    Germantown, TN
    Germantown, TN
  • 2005-03-28 → 2006-12-08
    Germantown, TN
    Germantown, TN
  • 2004-05-07 → 2005-03-28
    Cambridge Investment Research, Inc.
    Germantown, TN
  • 2004-02-02 → 2004-05-19
    Ffp Advisory Services Inc
    Germantown, TN
Other Businesses

1) CENTURY FINANCIAL TAX POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/01/2020 ADDRESS: 9055 Forest Centre Drive, Germantown TN 38138, United States DESCRIPTION: We are adding tax planning to our practice through Century Financial Tax, CFT (a separate entity from Century Financial). CFT will complete individual tax returns. 2) CENTURY FINANCIAL LLC POSITION: Owner/Agent NATURE: Limited Liability Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/01/2006 ADDRESS: 9055 FOREST CENTRE DR, Germantown TN 38138, United States DESCRIPTION: Sales and Service of Fixed Insurance Business and Ownership of the firm 3) SWP HOLDINGS POSITION: Owner NATURE: Commercial Construction INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 9055 Forest Centre Drive, Germantown TN 38138, DESCRIPTION: Keeping the books 4) BRIAN WHITE POSITION: Author NATURE: Authored a book INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2021 ADDRESS: 9055 Forest Centre Drive, Germantown TN 38138 DESCRIPTION: The author of a book entitled Single Women in Retirement 5) PERFORMANCE MARKETING GROUP POSITION: Owner NATURE: Group Travel - Business to Business INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/02/1999 ADDRESS: 9055 Forest Centre Drive, Germantown TN 38138 DESCRIPTION: Oversee and operate events

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-03-14
  • S63 Uniform Securities Agent State Law Examination
    2003-03-14

View on SEC IAPD

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