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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2014-10-24
TX RA APPROVED 2014-10-24
  • CO RA
    APPROVED
    Since 2014-10-24
  • TX RA
    APPROVED
    Since 2014-10-24

Branch Locations

921 Walnut St, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boulder CO 09/2014 Present
Bank Of America, N.A. Boulder CO 12/2014 Present
Other Businesses

I*40292FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 700-707 NORTH LTDINVESTMENT RELATED: YADDRESS OF BUSINESS: DELRAY BEACH, FLORIDA 33483NATURE OF BUSINESS: LIMITED PARTNERSHIP,POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 4/15/2011NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: REAL ESTATE INVESTMENT I*58073FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MACK INVESTMENTS, LLCINVESTMENT RELATED: YADDRESS OF BUSINESS: DELRAY BEACH FL, FLORIDA 33496NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/19/2012NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PERSONAL INVESTMENT HOLDING COMPANY FOR MARKETABLE SECURITIES I*14161FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 600 N F HIGHWAYINVESTMENT RELATED: YADDRESS OF BUSINESS: DELRAY BEACH, FLORIDA 33483NATURE OF BUSINESS: LIMITED PARTNERSHIP,POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 8/1/2009NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MINORITY OWNER OF REAL ESTATE INHERITED OF A FAMILY LIMITED PARTNERSHIP (24.5% OWNERSHIP)I*89786FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MACK IRREVOCABLE TRUSTINVESTMENT RELATED: YADDRESS OF BUSINESS: LAS VEGAS, NEVADA 89117NATURE OF BUSINESS: TRUST,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 41207NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: TRUST HOLDS MY PERSONAL INVESTMENT ACCOUNTS I*92792FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: RINPO REALTY LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:BOULDER, COLORADO 80304NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/3/2016NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: LLC TO ACQUIRE INVESTMENT PROPERTIES I*99951For profit or not for profit: For-Profit OrganizationName of outside business organization: Nikki Realty LLCInvestment related: YAddress of business: Delray Beach, Florida 33446Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 11/10/2016Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Nikki Realty is the holding company for 600/700-707 N Federal Highway which has already been disclosed on AIM. I*40292For profit or not for profit: For-Profit OrganizationName of outside business organization: 700-707 NORTH LTDInvestment related: YAddress of business:DELRAY BEACH, Florida 33483Nature of business: Limited Partnership,Position, title, association: Limited Partner, Start date of relationship: 4/15/2011Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: real estate investment; NNN Chase Bank with 15 years remaining on the lease (with lease extensions every 5 years). I am 25.5% owner. My sister owns 25.5% and my father owns 49%. I*4286271, Entity Type: , Name of OBA: T Acquisitions LP, Address: Boynton Beach, Florida, 33473, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/02/2026, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-14
S63 Uniform Securities Agent State Law Examination 2003-03-28
  • S66 Uniform Combined State Law Examination
    2014-10-14
  • S63 Uniform Securities Agent State Law Examination
    2003-03-28
Other Names
  • Craig Taylor
  • Craig Ian Taylor

View on SEC IAPD

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