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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2001-01-18 |
Branch Locations
7460 Warren Pkwy Ste 260, Frisco, TX 75034 • United States
Plano, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Plano | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Frisco | TX | 03/2020 | Present |
Business Ownership; Federick Associates, LLC; ; LLC; 1308 Village Creek Drive Plano, TX 75093, ,; Not Investment-Related; 10/15/2013; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Federick Associates, LLC; Owner; Manage advisory business; 1308 Village Creek Drive, , Plano, TX, 75093; Investment-Related; 10/15/2013; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-17 |
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