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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-04-30 |
| CA | RA | APPROVED | 2009-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | El Segundo | CA | 04/2009 | Present |
1. 07/09/2019 - Gregory A Kovacevich Trust - Investment related - At reported business location(s) - Act in a Fiduciary Capacity - start date:07/05/2019 - 0 hrs/mo - 0 hrs during trading. 2. 11/10/2025 - Cavalier Associates - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/31/2025 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-25 |
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