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Jeremy Dustin Nichols

Buttonwood Wealth

Winchester, VA

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Current Employers
Buttonwood Wealth

27 West Boscawen Street, Winchester, VA 22601 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-13
VA RA APPROVED 2020-02-11
  • TX RA
    APPROVED
    Since 2021-05-13
  • VA RA
    APPROVED
    Since 2020-02-11

Branch Locations

27 West Boscawen Street, Winchester, VA 22601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp Tampa FL 10/2009 11/2017
Cambridge Investment Research, Inc. Fairfield IA 11/2017 02/2020
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2017 02/2020
Lpl Financial, Llc Winchester VA 02/2020 Present
Buttonwood Wealth Winchester VA 02/2020 Present
  • 10/2009 → 11/2017
    Invest Financial Corp
    Tampa, FL
  • 11/2017 → 02/2020
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2017 → 02/2020
    Fairfield, IA
  • 02/2020 → Present
    Lpl Financial, Llc
    Winchester, VA
  • 02/2020 → Present
    Winchester, VA
Previous Registrations
Other Businesses

1. 2/11/2020 - Buttonwood Wealth, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/2020. 2. 2/19/2020 - Buttonwood Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 1/2020 - 50 Hours Per Month - I provide investment advisory services through Buttonwood Wealth, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-17
  • S66 Uniform Combined State Law Examination
    2003-06-17
Designations
Other Names
  • Jeremy Nichols

View on SEC IAPD

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