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State Farm Investment Management Corp. CRD 3487
$12.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-06-10 |
| OR | RA | APPROVED | 2024-11-05 |
| IL | RA | APPROVED | 2024-10-03 |
| WI | RA | APPROVED | 2024-10-03 |
| FL | RA | APPROVED | 2023-12-18 |
| GA | RA | APPROVED | 2023-06-29 |
| NC | RA | APPROVED | 2023-06-27 |
| SC | RA | APPROVED | 2023-06-27 |
| VA | RA | APPROVED | 2023-06-27 |
Branch Locations
5300 Six Forks Rd Suite 109, Raleigh, NC 27609 • United States
110 Flowers Crossroads Way Suite 109, Raleigh, NC 27527 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Farm Vp Management Corp | Raleigh | NC | 02/2003 | Present |
| Chad Richards Insurance Agency | Raleigh | NC | 01/2005 | Present |
| State Farm Investment Management Corp | Raleigh | NC | 06/2023 | Present |
1) Chad M Richards Insurance Agency; Investment-related;5300 Six Forks Rd Ste 109 Raleigh, NC 27609-4465 ; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent07/01/2003; ; 80; 80; Service customers and supervise employees
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-09 |
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