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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-06-10
OR RA APPROVED 2024-11-05
IL RA APPROVED 2024-10-03
WI RA APPROVED 2024-10-03
FL RA APPROVED 2023-12-18
GA RA APPROVED 2023-06-29
NC RA APPROVED 2023-06-27
SC RA APPROVED 2023-06-27
VA RA APPROVED 2023-06-27
  • IN RA
    APPROVED
    Since 2026-06-10
  • OR RA
    APPROVED
    Since 2024-11-05
  • IL RA
    APPROVED
    Since 2024-10-03
  • WI RA
    APPROVED
    Since 2024-10-03
  • FL RA
    APPROVED
    Since 2023-12-18
  • GA RA
    APPROVED
    Since 2023-06-29
  • NC RA
    APPROVED
    Since 2023-06-27
  • SC RA
    APPROVED
    Since 2023-06-27
  • VA RA
    APPROVED
    Since 2023-06-27

Branch Locations

5300 Six Forks Rd Suite 109, Raleigh, NC 27609 • United States

110 Flowers Crossroads Way Suite 109, Raleigh, NC 27527 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Raleigh NC 02/2003 Present
Chad Richards Insurance Agency Raleigh NC 01/2005 Present
State Farm Investment Management Corp Raleigh NC 06/2023 Present
  • 02/2003 → Present
    State Farm Vp Management Corp
    Raleigh, NC
  • 01/2005 → Present
    Chad Richards Insurance Agency
    Raleigh, NC
  • 06/2023 → Present
    Raleigh, NC
Other Businesses

1) Chad M Richards Insurance Agency; Investment-related;5300 Six Forks Rd Ste 109 Raleigh, NC 27609-4465 ; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent07/01/2003; ; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-23
S63 Uniform Securities Agent State Law Examination 2003-05-09
  • S65 Uniform Investment Adviser Law Examination
    2023-06-23
  • S63 Uniform Securities Agent State Law Examination
    2003-05-09

View on SEC IAPD

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