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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-01-09 |
Branch Locations
6547 E Pacific Coast Highway, Long Beach, CA 90803 • United States
2660 E Carson St, Lakewood, CA 90712 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | La Mirada | CA | 06/2016 | 02/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 02/2019 | 12/2019 |
| Cetera Investment Advisers Llc | Los Angeles | CA | 02/2019 | 12/2019 |
| East West Bank | Los Angeles | CA | 02/2019 | 12/2019 |
| Lpl Financial, Llc | La Mirada | CA | 01/2020 | Present |
| Nuvision Federal Credit Union | Lakewood | CA | 06/2025 | Present |
1. 12/01/2011 - LYCAN CAPITAL DBA KIDDIE CASUALS/ BUSINESS OWNER/ INVESTMENT RELATED/ 0%/ ALHAMBRA, CA 2. 03/01/2016 - LYCAN FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ LA MIRADA, CA 3. 12/01/2018 - ALPHA VENTURE CAPITAL LLC DBA LEMONGRASS BISTRO/ BUSINESS OWNER/ INVESTMENT RELATED/ 10%/ CHINO HILLS, CA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-30 |
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