Raffaele Provvisiero

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2014-02-11
NJ	RA	APPROVED	2013-04-19

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2014-02-11
NJ RA
APPROVED

Since 2013-04-19

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Provvisiero Bros. Inc.	Howard Beach	NY	03/2011	Present
Morgan Stanley	New York	NY	04/2013	Present

03/2011 → Present

Provvisiero Bros. Inc.

Howard Beach, NY
04/2013 → Present

Morgan Stanley

New York, NY

Previous Registrations

2012-10-01 → 2013-03-15

J.P. Morgan Securities Llc

New York, NY
2010-07-06 → 2012-10-01

Chase Investment Services Corp.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-06-01
S63	Uniform Securities Agent State Law Examination	2004-01-29

S65 Uniform Investment Adviser Law Examination

2007-06-01
S63 Uniform Securities Agent State Law Examination

2004-01-29

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews