Rose Anne Galeano-Phillips

Current Employers

Employment History

• 09/2012 → 11/2016
  Wells Fargo Advisors, Llc
  Allentown, PA
• 11/2016 → 05/2021
  Wells Fargo Clearing Services, Llc
  Allentown, PA
• 05/2021 → Present
  Osaic Wealth, Inc.
  Center Valley, PA

Previous Registrations

• 2012-09-20 → 2021-05-26
  Wells Fargo Clearing Services, Llc
  Allentown, PA
  Hawley, PA
  Allentown, PA
  Hawley, PA
  Scranton, PA
  Allentown, PA
  Allentown, PA
  Scranton, PA
  Trexlertown, PA
  Macungie, PA
  Allentown, PA
• 2009-07-01 → 2012-10-05
  Chase Investment Services Corp.
  South Orange, NJ
  Dover, NJ
  Hackettstown, NJ
  Sussex, NJ
  Hackettstown, NJ
  Dover, NJ
  Wharton, NJ
  Randolph, NJ
  Chicago, IL
  Sussex, NJ
• 2006-07-28 → 2009-03-27
  Pnc Wealth Management Llc
  Washington, NJ
  Stroudsburg, PA
  Belvidere, NJ
  Stroudsburg, PA
  Hawley, PA

Other Businesses

1. Emmaus Rotary Club Title: Board Member Address: P.O. Box 672, Emmaus, PA 18049 Start Date: July 1, 2020 Hours - 1 hour a month, 0 hours during securities trading hours Duties: decision making is voting to approve minutes and service projects, committees, speakers at our meetings, friendship exchanges, youth exchange sponsorship, and discussion of potential members. I do not make any financial decisions or have banking or check writing authority. 2. D PHILLIPS CONSULTING, LLC POSITION: Alternate Trustee NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/25/2021 ADDRESS: 50 Berry Circle, Mertztown PA 19539, United States DESCRIPTION: I will be an alternate trustee for my husband's, David Phillips, solo 401 (k) should he pass away. 3. COUNTY OF BERKS POSITION: Minority Inspector NATURE: Board of Elections INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2021 ADDRESS: 633 Court St, Reading PA 19601, United States DESCRIPTION: Inspectors are in charge of the poll books and make sure all eligible voters sign in before voting, help process absentee ballots and returns at the end of the day. 4. TRANSITIONS WEALTH MANAGEMENT HOLDINGS COMPANY POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/04/2022 ADDRESS: 50 Berry Cir, Mertztown PA 19539, United States DESCRIPTION: Multi Use Real Estate Holding. 5. TRANSITIONS WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 8 START DATE: 09/14/2021 ADDRESS: 203 Main St. First Fl., Emmaus PA 18049, United States DESCRIPTION: Sale of Fixed Annuities 6. TRANSITIONS WEALTH MANAGEMENT LLC POSITION: OWNER NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 104 START DATE: 05/21/2021 ADDRESS: 203 Main St. First Fl, Emmaus PA 18049, United States DESCRIPTION: Registered Financial Professional 7. ROTARY DISTRICT 7430 POSITION: President NATURE: Corp INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: PO BOX 127, KUTZTOWN PA 19530, United States DESCRIPTION: I am president for the Kutztown Rotary Club. i am on the board of directors and with others vote on matters related to the club. I also am the District's Short Term Youth Exchange Coordinator. This position is one of administration of student applications. I am the District's Secretary. My sole responsibility is taking notes during the District Executive Committee meetings. I am a member of the Long Term Youth Exchange Committee. My sole function is to host 2 gatherings a year at my house for the youth exchange students. 8. LEHIGH VALLEY AGING IN PLACE POSITION: Member NATURE: coalition INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/14/2025 ADDRESS: PO BOX 3103, Allentown PA 18106, United States DESCRIPTION: I am just a member who attends different networking events. 9. TRANSITIONS WEALTH MANAGEMENT POSITION: Medicare Agent NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/31/2025 ADDRESS: 203 Main St. First Fl, Emmaus PA 18049, United States DESCRIPTION: Assist Medicare eligible people with understanding available supplement and advantage plans and when appropriate offer a suitable plan.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-27
• S63 Uniform Securities Agent State Law Examination
  2005-02-25

Designations

Other Names

• Rose Anne Galeano
• Rose Anne Galeano-Loewenberg
• Rose Anne Galeano-Loewenberg