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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-07-21 |
Branch Locations
731 Chestnut St, Emmaus, PA 18049 • United States
4900 Tiedeman Road, Brooklyn, OH 44144 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 11/2012 | 09/2016 |
| First Niagara Bank | Emmaus | PA | 11/2012 | 09/2016 |
| Key Investment Services Llc | Emmaus | PA | 09/2016 | 12/2016 |
| Key Bank | Emmaus | PA | 09/2016 | Present |
| Key Investment Services Llc | Plymouth Meeting | PA | 12/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-29 |
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